- Capital One (New York, NY)
- Senior Audit Manager , Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of...Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success...regulatory examinations. The candidate will support the Director, US AML Audit by evaluating the control environment,… more
- Coinbase (Albany, NY)
- …involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration ... Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... security of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and assist in establishing the scope… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Exeuctive Director, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC...and controls related to Travel Rule and/or Broker Dealer compliance . **Job Expectations:** + Ability to travel up to… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KeyBank (NY)
- …matters. Perform other duties, support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. ... for execution and support of Financial Crimes Risk Management Anti-Money Laundering ( AML ) Enterprise Team activities, including facilitation of audit requests,… more
- Amazon (New York, NY)
- …business, and help us make history! We are looking for a strong Risk Manager to drive the Anti-Money Laundering ( AML ) Suspicious Activity Monitoring Controls ... day. The right candidate will possess a solid understanding AML and transaction monitoring combined with a strong business...and earn trust. Basic Qualifications - 4+ years of compliance program management, legal, governance, audit , risk/loss… more
- TD Bank (New York, NY)
- …+ Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and TD ... 7 to 10 years of knowledge and experience in AML compliance , preferably within the broker-dealer industry...and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk… more
- TD Bank (New York, NY)
- …mitigate inherent associated risks. Contributes to the development and implementation of AML /ATF/Sanctions/ABAC Compliance programs related to all aspects of ... AML /ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited to,… more