- Scotiabank (New York, NY)
- …in information security, risk management, cybersecurity/technology risk, audit , regulatory compliance , and governance. The IS&C Senior Manager will lead and ... NIST CSF. + Provides support to IT&S auditors and compliance with respect to regulatory and audit ...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. REQUIREMENTS: Master's degree or ... Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:**...future. Act as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office.… more
- Citizens (New York, NY)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you will...Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related roles +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. REQUIREMENTS: Master's degree or ... Senior Manager , US Market Risk **Requisition ID:** 231997 **Salary...data; communicating online with front office, product control, finance, compliance , and audit teams in multiple geographies;… more
- American Express (New York, NY)
- …partner with functional experts to identify and remediate gaps + Support multiple compliance and regulatory programs, such as AML /BSA SARs referrals, elder fraud ... risk across AMEX's card and banking portfolios. We are looking for a ** Manager ** **to join the** **Fraud - Card** **Business** **O** **perations** **team** , which… more
- Huntington National Bank (New York, NY)
- …Roles & Responsibilities: + Perform upfront due diligence reviews, including credit, AML and risk policy review and approval + Determine lessons learned from ... + Experience with card brand bank sponsorship on site audit processes + Demonstrated ability to build and manage...to quality work product and organizational ethics, integrity and compliance + Ability to deal with ambiguity, multi-task and… more
- Amalgamated Bank (New York, NY)
- …of high-risk clients and transactions. This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), ... patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + Conduct… more
- TD Bank (New York, NY)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes to ... promulgated by OFAC, Global Affairs Canada, and support for sanctions compliance in all jurisdictions where TD operates. **Job Description Summary:** The… more
- HSBC (New York, NY)
- …regulators + Ensure that all portfolios and relationships comply with all AML /KYC/ Compliance based requirements. Understand, follow and demonstrate compliance ... licenses are required. A contingency period to obtain licensing can be provided at manager 's discretion In compliance with applicable laws, HSBC is committed to… more
- TD Bank (New York, NY)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... risk or data story telling and data visualization + Past risk and audit experience is an asset **Customer Accountabilities:** + Leads the development and/or… more