- US Bank (New York, NY)
- …investment services and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit engagements. ... and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes rather than symptoms of… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... support both personal and corporate trust. The Wealth Mortgage Lending Officers (WMLO) and the Wealth Lending ...banking regulations and laws, banking policies and procedures, and consumer protection laws + Acts as the primary subject… more
- TD Bank (New York, NY)
- …(HMDA) Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to ... Teams. Additionally, you will provide HMDA compliance support to Residential Lending , Small Business & Commercial, and/or Capital Market business lines and… more
- City National Bank (New York, NY)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... dealers, vendors and customers regarding documentation deficiencies and pre-funding phone audit . + Manage Property and General Liability Insurance Certificates for… more