- Great Lakes Cheese (Franklinville, NY)
- …Food Safety and Quality Assurance Supervisor is the primary back-up to the FSQA Manager and will directly supervise and coordinate the activities within the lab to ... programs that support food safety fundamentals in cooperation with plant FSQA Manager + Facilitate the effective implementation and maintenance of quality audit… more
- BMO Financial Group (New York, NY)
- …Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of...business, within the three lines of defense and with corporate support functions. + Proven project management capabilities and… more
- M&T Bank (Buffalo, NY)
- …relationship with business unit executive and senior management, Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio Managers. ... **Overview:** The Business Risk Manager will perform first line of defense holistic...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- TD Bank (New York, NY)
- …Control teams to resolve issues. + Support external and internal audit requests, including reconciliations, document organization, and inquiry responses. + Prepare ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Proficiency in Microsoft Excel and familiarity with automation… more
- C&W Services (New York, NY)
- … compliance with all EH&S record keeping requirements, including corporate and regulatory compliance /program documentation, eg, auditing, training, medical, ... **Job Description Summary** POSITION SUMMARY The Environmental Health & Safety (EH&S) Manager is responsible for providing direction and support for all EH&S… more
- Bank of America (New York, NY)
- …external stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead...surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or… more
- Raymond James Financial, Inc. (New York, NY)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... 12 days per month in one of the following corporate home office locations: Memphis, TN or Southfield, MI....) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge… more
- Citigroup (New York, NY)
- …Operations on critical sanctions matters as required. Serves as liaison with Internal Audit , and Compliance Assurance Teams on critical Compliance issues ... cards, trade and custody solutions to financial institutions, public sector and corporate clients around the world. With a global network spanning 90+ countries,… more
- Axis (New York, NY)
- …returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join a team that is ... Claims Specialist to join our North America Claims team reporting to the Manager of Casualty Claims. This position requires senior claims management and handling… more