• Assessments and Exercises Vice President

    JPMorgan Chase (New York, NY)
    …**Preferred Qualifications, Capabilities, and Skills** + Excel and PowerPoint skills. + Manager level audit experience. + Experience with public or private ... of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands. Our… more
    JPMorgan Chase (12/12/25)
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  • Senior FCRM Compliance Officer - Prime Brokerage…

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (12/10/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (12/07/25)
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  • VP, Compliance - Trade Surveillance,…

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... of concept that can improve the reviews + Support audit related activities by providing documentation and relevant subject...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (11/26/25)
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  • Global Controller - Accounting - Associate

    JPMorgan Chase (New York, NY)
    …to millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase ... on a global scale + Report to the direct manager located in London, coordinate the discussions with different...and skills:** + CPA + Big Four experience in audit preferred + Experience with derivatives or hedge accounting… more
    JPMorgan Chase (11/13/25)
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  • Vice President - Finance

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
    TD Bank (10/29/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (10/12/25)
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  • Director - Regulatory & Supervisory Management,…

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk… more
    TD Bank (10/02/25)
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  • Senior Analyst, Privates Compliance

    Wellington (New York, NY)
    …markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of ... a plus + Experience working at a large investment manager with diverse business lines or in a capacity...various technology and AI tools to facilitate process, documentation, audit trail and reporting capabilities. + Highly organized and… more
    Wellington (09/24/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (09/21/25)
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