- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- JPMorgan Chase (New York, NY)
- …**Preferred Qualifications, Capabilities, and Skills** + Excel and PowerPoint skills. + Manager level audit experience. + Experience with public or private ... of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands. Our… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- M&T Bank (Buffalo, NY)
- …bank. + Responsible for educating team members by leveraging deep institutional and banking knowledge of M&T's people, business processes/workflows, products, and ... of their development + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... risk reviews, and compliance approvals. - Ensure all records meet internal audit , regulatory, and operational standards. - Maintain and update templates, process… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... correct GAAP & regulatory treatment. + Liaise with all external & internal audit counterparts as well as operations and financial operations teams. Responsible for… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... systems. . Manage operational risk, cybersecurity, data quality, and audit requirements in technology solutions. **Qualifications:** **Education & Experience:** .… more