- TD Bank (New York, NY)
- …and record retention. + Conduct quality assurance of MAs against the enterprise standards and help to maintain efficient and effective coverage. + Maintain ... Support issue management and support a culture of compliance across the enterprise . + Participate in, and contribute towards, working groups and collaborative… more
- TD Bank (New York, NY)
- …Support issue management and support a culture of compliance across the enterprise . + Participate in and contribute towards working groups and collaborative efforts. ... areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis and evaluation. +… more
- City of New York (New York, NY)
- …for a Mainframe Security/Tools Specialist reporting to the Application Security Manager . The ideal candidate should have extensive hands-on experience using CA's ... regulatory, and industry compliance issues - Experience in responding to audit and investigatory requests securely, promptly, and accurately - Experience maintaining… more
- BMO Financial Group (New York, NY)
- …internal business partner and/or external customer inquiries/requests, and/or audit /reconciliation activities. + Analyzes and resolve complex issues efficiently ... Acts as primary back-up to team members and as back-up to the manager . + Evaluates circumstances requiring exceptions and engages senior management for resolution… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... an integrated approach with other business management areas, broader organization, and enterprise as appropriate + Deep knowledge and understanding of businesses /… more
- New York eHealth Collaborative (New York, NY)
- …and industry standards. + Participates in the creation/updating of enterprise security documents (policies, standards, baselines, guidelines and procedures); + ... Strong attention to detail and excellent documentation skills to support audit trails and compliance evidence; + Experience supporting audits, certification… more
- BMO Financial Group (New York, NY)
- …outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program, and the Global Compliance Manual (GCM) and supporting ... Operate effectively within a demanding environment with constant regulatory and audit scrutiny. + Ability to work independently, multitask efficiently and… more
- TD Bank (New York, NY)
- …Conduct reporting and / or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the ... of concept that can improve the reviews + Support audit related activities by providing documentation and relevant subject...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Pfizer (New York, NY)
- …digital technologies, AI, and data-driven insights. We are seeking a Program Manager to lead the vision, strategy, and roadmap for foundational platform services, ... adhere to internal governance, data privacy, and regulatory standards, supporting audit readiness and documentation + Promote responsible AI and data practices,… more
- BMO Financial Group (New York, NY)
- …within BMO Capital Markets Corp but, also be involved in a broader, enterprise -wide focus. + Provide specialized consulting, analytical and technical support. + Work ... Operate effectively within a fast-paced, high-stress environment with regulatory & audit scrutiny. Qualifications: + Functional knowledge of multiple FICC market… more
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