• Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
    TD Bank (09/05/25)
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  • Regulatory Manager , LTC Products

    Healthfirst (NY)
    …all associated deadlines are met. + Work in collaboration with the Regulatory Audit Manager on all external agency audits/site visits. **Minimum Qualifications** ... CMS and NYSDOH requirements. + Develop & maintain relationships across the enterprise to promote consistent strategic priorities. + Serve as a regulatory liaison… more
    Healthfirst (07/31/25)
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  • VP, Volcker Program Governance

    TD Bank (New York, NY)
    …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... will work with you to meet your needs. The Manager II, Governance & Control leads and manages a...management where required + Identifies, mitigates and reports on risk issues per enterprise policy/guidance and ensures… more
    TD Bank (08/21/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products ... risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments… more
    TD Bank (09/21/25)
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  • Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …transaction approvals and physical control of assets) + Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal ... and transactional procedural support) where appropriate **SHAREHOLDER** + Adhere to enterprise frameworks or methodologies that relate to activities for our business… more
    TD Bank (08/19/25)
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  • Principal Auditor (Experienced Senior Auditor)…

    Capital One (New York, NY)
    …Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
    Capital One (09/25/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. ... + Assist with regulatory and audit requests. + Provide backup to general AML compliance...AML/ATF related activities as necessary + Provides oversight on enterprise -wide annual risk assessment process as required… more
    TD Bank (09/21/25)
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  • IT Lead Auditor - Data Management & Data…

    M&T Bank (Buffalo, NY)
    …analytics and automation techniques to identify anomalies, validate data integrity, and enhance audit coverage. + Write clear, risk -focused audit findings ... with professional auditing standards. The jobholder reports to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience… more
    M&T Bank (09/05/25)
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  • Head of Platforms & Technology, Governance…

    TD Bank (New York, NY)
    …leadership with regards to Cyber and Technology control trends and their impact on the Enterprise and P&T + Collaborates with risk and control partners in 1B, 1A ... to enable informed decisions in alignment with the overall risk tolerance of the Enterprise as related...includes expertise in the areas of control testing and audit , operational risk management (ORM), Technology … more
    TD Bank (09/19/25)
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  • Operations Lead

    Bank of America (New York, NY)
    …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate will be… more
    Bank of America (07/24/25)
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