- Fedcap (New York, NY)
- …agency audits, and coordinate and collaborate with the Controller and Accounting Manager to implement proper accounting policies and procedures. In this role, you ... will conduct both internal control and risk assessment-based audits for multiple practice areas and groups, test internal controls, assist with remediation and… more
- TD Bank (New York, NY)
- …transaction approvals and physical control of assets) + Participates in cross-functional/ enterprise initiatives helping to identify risk + Conducts internal ... related areas + Researches and investigates a range of financial accounting/ audit operational and/or reporting issues + Requires specialized and/or advanced… more
- Bank of America (New York, NY)
- …include the ability to influence strategic direction, as well as develop tactical plans. Enterprise Model Risk Management seeks a Sr Quantitative Fin Analyst - ... and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of...interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. +… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Technology Solutions **Job Description:** The Snr Manager Technology (KYC Engineering) is responsible for the design, Technology ... vision, delivering a prioritized product backlog, managing delivery blockers. The Snr Manager KYC Engineering should always be considering how to maximize value,… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach...approach with other business management areas, broader organization, and enterprise as appropriate + Deep knowledge and understanding of… more
- TD Bank (New York, NY)
- …to support the investigations process. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct ... **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings… more
- TD Bank (New York, NY)
- …May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area/function. ... others + Leads projects or work streams within broader projects with moderate risk and may be accountable for managing ongoing activities, processes and functional… more
- TD Bank (New York, NY)
- …robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology ... technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of finance… more