- TD Bank (New York, NY)
- …approach and execution. The team partners closely with senior leaders across departments Risk , Legal, HR, Compliance, Audit and will work in close alignment ... ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will… more
- Merck (Albany, NY)
- …within and outside their team + Prepares, conducts QA audits, generates audit reports, communicates results to the relevant QA management and external relevant ... suppliers, third party collaborations and due diligence activities. + In alignment with risk assessments, supports the QAL in the identification of audit … more
- TD Bank (New York, NY)
- …transaction approvals and physical control of assets) + Participates in cross-functional/ enterprise initiatives helping to identify risk + Conducts internal ... Control teams to resolve issues. + Support external and internal audit requests, including reconciliations, document organization, and inquiry responses. + Prepare… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business… more
- Citigroup (Getzville, NY)
- …Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required ... The goal of the Markets Operations Risk and Control function is to provide independent...enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the business, products… more
- TD Bank (New York, NY)
- …through building new customer relationships with internal collaboration in practicing sound risk judgement. This job meets or exceeds annual sales, revenue, volume & ... existing Customer relationships and is the bridge between client and internal credit/ risk partners. The CRE REITs and Investment Funds Relationship Manager … more
- TD Bank (New York, NY)
- …business lines within the TDS space. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct targeted ... **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- M&T Bank (New York, NY)
- …comply with all relevant laws and regulations and are aligned with the enterprise risk appetite. + Support regulatory examinations and interface with agencies ... legal disputes and mitigate risk . + Work in close coordination with Compliance, Risk and Audit groups to ensure cohesive governance and risk management.… more
- New York eHealth Collaborative (New York, NY)
- …+ HITRUST Certified CSF Practitioner (CCSFP) + CISM (Certified Information Security Manager ) + CRISC (Certified in Risk and Information Systems Control) ... standards, and frameworks. The analyst collaborates across departments to assess risk , support audits, and drive continuous improvement in cybersecurity and… more