- TD Bank (NY)
- … risk frameworks and leading related management activities to mitigate enterprise and/or business-wide risk exposures. May provide oversight, commentary, and ... control assessments in a 1st line business control, operational risk or audit role. + Knowledge in...AML, Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise -wide operational risk escalation, review and approval… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...related to initiatives including the development of and maintaining enterprise Compliance programs. This role may interact with key… more
- S&P Global (New York, NY)
- …controls, and risk and internal control reporting. This role reports to the Manager responsible for the operation of the Risk and Internal Control Program. ... Bachelor's degree or equivalent. * 2+ years of experience related to compliance, audit , risk or regulatory management, financial services, or other complex… more
- TD Bank (New York, NY)
- …compliance risk management, enterprise risk management, operational risk management, or audit experience within a regulated financial service or ... Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive...work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well… more
- TD Bank (New York, NY)
- …documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk appetite + Lead the development of a structured ... workflows, and processes to simplify, streamline and create efficiencies + Liaise with risk , compliance, ERM/ORM, legal, and audit partners as required + Drive… more
- Citigroup (New York, NY)
- …EDO Data Governance Office responsible to: + Establish, maintain, and communicate the Enterprise Risk Data and Tech transformation Management data strategy; + ... consistent data management standards and capabilities to support the Enterprise Risk Management Framework adoption across the...+ Assist with managing execution of Regulatory and Internal Audit Corrective Action Plans related to Risk … more
- TD Bank (New York, NY)
- …the Enterprise Issues Management Framework and Issues Management Standard, audit observations, and general best practices. + Lead the creation and maintenance ... experience **Preferred Skills:** + **Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent… more
- TD Bank (New York, NY)
- …responsive solutions + Professional experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit ) _The above details are specific ... of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global...various training and awareness programs + Provides oversight on enterprise wide annual risk assessment process as… more
- TD Bank (New York, NY)
- … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd...and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager… more
- American Express (New York, NY)
- …data domains + Design and implement effective data controls (preventative and detective), leveraging enterprise risk and control frameworks such as Risk and ... + 5 years of experience in data governance, data risk , internal controls, or audit in the...leading teams or mentoring junior staff + Experience with enterprise risk and control frameworks such as… more