- TD Bank (New York, NY)
- …Control reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is… more
- TD Bank (New York, NY)
- …of exception reports when needed. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC ... from Internal Audit and regulators + Maintains a culture of risk management and control, supported by effective processes in alignment with risk… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... of risks in the business unit's key processes in accordance with the Enterprise Risk Framework, internal guidance, and risk management professional… more
- M&T Bank (Buffalo, NY)
- …remediation plans and other projects to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external ... initiatives within the business unit in support of the Enterprise Risk Framework. Manage the risk...+ Provide informal coaching of staff. Provide input to manager with regard to staff performance and growth/development of… more
- M&T Bank (Buffalo, NY)
- …bank performance and macroeconomic environment to plan initiatives to accomplish enterprise -wide goals around the Counterparty Credit Risk (CCR) Management. ... **Overview** Responsible for in-depth monitoring, evaluation, and risk identification on the Bank's exposure to counterparty...committees. + Participate in cross-functional teams as SME for enterprise projects such as CCAR, ACL, Enterprise … more
- BMO Financial Group (New York, NY)
- …the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program, and the ... clients around the world. #bmocapitalmarkets **MANDATE** The VP, Capital Markets Conduct Risk Management, is a member of the Regulatory Portfolio team within Capital… more
- American Express (New York, NY)
- …stakeholder engagement, and ensure the program aligns with regulatory expectations, enterprise risk standards, and operational excellence. The role requires ... of experience in risk governance, compliance, fraud risk management, or audit , ideally within financial...team or mentoring individual contributors. + Strong knowledge of enterprise risk management, fraud control frameworks, and… more
- American Express (New York, NY)
- …leadership role in shaping how American Express measures, reports, and communicates internal fraud risk across the enterprise . This role leads a small team of ... the future of American Express. **Position Summary** The Senior Manager , Internal Fraud Reporting & Insights plays a critical...leaders, including the Chief Risk Officer, Operational Risk leadership, and Internal Audit partners. +… more
- TD Bank (New York, NY)
- … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd...and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager… more
- CBRE (Albany, NY)
- …laws and regulations. Serving as the organization's subject matter expert, the manager partners with finance, contracts, internal audit , and operations leaders ... Manager , Government Financial Compliance Job ID 240421 Posted...Regulations Supplement (DFARS), Cost Accounting Standards (CAS), Defense Contract Audit Agency (DCAA) requirements, Sarbanes-Oxley (SOX), and other applicable… more