- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor), Card and Auto Finance business (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- TD Bank (Charlotte, NC)
- … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (Charlotte, NC)
- …standards, and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Truist (Charlotte, NC)
- …related work experience 2. 12-15 years of experience in operational/ enterprise risk related management, including but limited to audit , operations, process ... Financial Services industry 4. Master's degree in related discipline 5. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Capital One (Charlotte, NC)
- …Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- TD Bank (Charlotte, NC)
- … enterprise or cross-function/business projects as a SME, identifies risk /provides guidance for complex situations and participates in designing, testing, and ... portfolio of governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or initiatives… more
- Elevance Health (Durham, NC)
- …financial/operational audits, internal control assessments, strategy reviews, special projects, and risk assessment activities for the enterprise , across all ... insights to the business to improve the effectiveness of risk management, control and governance processes. **How You Will...may include, but are not limited to: + Support audit management or audit lead in the… more
- TD Bank (Charlotte, NC)
- …for a significant business or area that has cross business or enterprise -wide impact or accountability** ** Enterprise domain/functional and deep specialized ... the ORM Stress Testing Program, ensuring all regulatory requirements for operational risk losses and capital are met within required timelines.** **Scope: Manage the… more
- City National Bank (Charlotte, NC)
- …methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk management, data governance, third party risk ... bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate … more