- TD Bank (Charlotte, NC)
- …a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... **Desired Skills & Experience:** **Minimum of 8 years of experience in Compliance, Risk Management, Audit , or a related compliance role.** **Strong executive… more
- TD Bank (Charlotte, NC)
- …a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The Senior Manager ,...+ Minimum of 8 years of experience in Compliance, Risk Management, Audit , or a related compliance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains ... the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O. … more
- TD Bank (Charlotte, NC)
- …** **Reporting to the Senior Manager , the Compliance Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including ... + **Professional experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit )** **Customer Accountabilities:** + Proactively… more
- Bank of America (Charlotte, NC)
- …data throughout the lifecycle. Works with other groups as needed, including Compliance, Audit , Operational Risk , and Technology to ensure effective controls over ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance… more
- Bank of America (Charlotte, NC)
- …(app health, resiliency, performance, security, enterprise data management standards, audit exams and reviews), ensuring all relevant risk , financial, and ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...performance in production ( app health, resiliency, performance, security, enterprise data management standards, audit exams and… more
- USAA (Charlotte, NC)
- …and evolve marketing controls for owned channels ensuring compliance with internal policies, enterprise risk framework and regulatory standards + Conduct RCSAs ( ... + Strong analytical and problem-solving skills with experience leading and executing enterprise risk management frameworks (eg, RCSA, issue management). +… more
- Bank of America (Charlotte, NC)
- …(app health, resiliency, performance, security, enterprise data management standards, audit exams and reviews), ensuring all relevant risk , financial, and ... Studio, Copilot Chat, M365 Copilot, MS Defender, MS Purview, Enterprise Data Protection, Azure Responsible A** I. + Support...and connects to team strategy, priorities and contributions. + ** Risk Manager :** Ensures proper risk … more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk /Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on ... Defense. Manage the policy management lifecycle including change triggers and change risk , ie changes in environment, laws/rules/regs, audit /exam findings for… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... to contribute to the strategic direction of respective business and/or the enterprise + Formulates relevant and meaningful data analysis through comprehensive data… more