• Manager , Compliance Program Governance

    TD Bank (Charlotte, NC)
    …documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk appetite + Lead the development of a structured ... workflows, and processes to simplify, streamline and create efficiencies + Liaise with risk , compliance, ERM/ORM, legal, and audit partners as required + Drive… more
    TD Bank (09/21/25)
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  • Compliance Issue Management Governance…

    TD Bank (Charlotte, NC)
    …the Enterprise Issues Management Framework and Issues Management Standard, audit observations, and general best practices. + Lead the creation and maintenance ... experience **Preferred Skills:** + **Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent… more
    TD Bank (09/27/25)
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  • Senior Manager , Governance & Control-US…

    TD Bank (Charlotte, NC)
    …and business management where required + Identifies, mitigates and reports on risk issues per enterprise policy/guidance and ensures appropriate escalation ... to cross-functional/ enterprise initiatives as a SME helping to identify risk /provide guidance for complex situations + Manages oversight process, risk -based… more
    TD Bank (10/02/25)
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  • Compliance Business Oversight Manager…

    TD Bank (Charlotte, NC)
    … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd...and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager… more
    TD Bank (09/30/25)
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  • Senior Manager - Data Controls Design…

    American Express (Apex, NC)
    …data domains + Design and implement effective data controls (preventative and detective), leveraging enterprise risk and control frameworks such as Risk and ... + 5 years of experience in data governance, data risk , internal controls, or audit in the...leading teams or mentoring junior staff + Experience with enterprise risk and control frameworks such as… more
    American Express (09/30/25)
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  • Senior Manager , Compliance Quality…

    TD Bank (Charlotte, NC)
    …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess whether Risk… more
    TD Bank (10/03/25)
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  • Compliance Business Oversight Manager

    TD Bank (Charlotte, NC)
    …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... to enhance transparency and decision-making. A strong background in regulatory compliance management, risk , or audit within the banking sector and ability to… more
    TD Bank (09/24/25)
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  • Senior Manager - Data Governance & Policy

    American Express (Apex, NC)
    …solutions. Our aim is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across all ... **How will I make an impact in this role?** Enterprise Data Management & Products (EDMP), a key part... management processes. + Providing support for regulatory, independent risk management, and internal audit exams and… more
    American Express (09/30/25)
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  • Compliance Business Oversight Manager…

    TD Bank (Charlotte, NC)
    …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing ... skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products… more
    TD Bank (09/11/25)
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  • Systems Operations Senior Manager

    Wells Fargo (Charlotte, NC)
    …of businesses, functions and leaders. EFT provides technology solutions and support for Enterprise Risk Management, Compliance, Legal, Audit and Regulatory ... **About this role:** The Enterprise Functions Technology (EFT) Team provides technology to...every day with high availability, speed to market, strong risk management, security, agility and with financial transparency. The… more
    Wells Fargo (10/01/25)
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