- TD Bank (New York, NY)
- …Program, including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory compliance issues ... alignment with the Enterprise Issues Management Framework and Issues Management Standard, audit observations, and general best practices. + Lead the creation and… more
- TD Bank (New York, NY)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... 1940, FINRA, SEC rules, and other applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to State,… more
- Grant Thornton (New York, NY)
- As a Fund Accounting Manager , you will be responsible for overseeing the full-cycle accounting and financial reporting for a portfolio of private funds, ensuring ... production, maintenance of the internal control environment, the internal and external audit process, as well as the treasury function. Fund structures could include… more
- Amazon (Fishkill, NY)
- …is seeking an experienced and innovative Senior Site Workplace Health and Safety (WHS) Manager to join our team. In this position, you will be responsible for ... propose action plans to Sr. Leadership on site. - Audit record keeping practices and Global Safety Database entries...staff to ensure exceptional customer service; and follow all federal , state, and local laws and Company policies. Criminal… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company and supports the ... lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing, revising, and… more
- SMBC (New York, NY)
- …processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible for ensuring ... consistent, and high-quality preparation of materials for committee, regulatory, and audit submissions as well as timely escalation of risk-related matters to… more
- TD Bank (New York, NY)
- …are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute these reviews. This ... availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of specialists and/or… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- Compass Group, North America (Rensselaer, NY)
- Mazzone **Position Title: Safety Manager ** **Reports To: Resdient District Manager ** **Salary: $75,000 to $90,000** **Other Forms of Compensation:** Bonus ... your experience with us. **Job Summary** **The Quality Assurance/Safety Manager ** is responsible for development and maintenance of all...a must. + Strong understanding of required third party audit and GFSI audit scheme programs and… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your Partner" ... network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements,...expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML program… more