- TD Bank (Charlotte, NC)
- …and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and… more
- KBF (NC)
- …with deep technical experience, KBF is a trusted partner and recognized tax, audit , and advisory leader, providing a comprehensive range of services designed to ... analysis over cost accounting and other critical areas, maintaining financial records for various clients, assisting with internal budgets...is done at a premium level + A working manager that is comfortable rolling up their sleeves and… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. The PNC Financial Services Group is seeking a Communications Advisor to join its Marketing and ... other areas, the team leads internal communications for Human Resources, Internal Audit , CFO Organization, Legal | Ethics, Independent Risk Management, Marketing &… more
- USAA (Charlotte, NC)
- …operations experience in a relevant functional area to include banking, insurance, financial services, audit , project management, public accounting or other ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- City National Bank (Charlotte, NC)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus. * Experience communicating and… more
- TD Bank (Charlotte, NC)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific inquiries and… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- PNC (Charlotte, NC)
- …be based in a location within the PNC footprint. We are seeking a risk manager to join our team, reporting directly to the Head of Capital Markets Risk Oversight. ... Regulatory Engagement: Represent Market Risk Oversight in regulatory and audit reviews, ensuring timely and accurate responses. Capital Markets Committees:… more
- TD Bank (Charlotte, NC)
- …risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications ... are in compliance with applicable internal and external requirements ( eg financial controls, segregation of duties, transaction approvals and physical control of… more