- RGP (New York, NY)
- …to engage in strategic, regulatory, and operational initiatives across leading financial institutions . + Exposure to complex regulatory challenges and ... Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of… more
- JPMorgan Chase (New York, NY)
- Controls is a key function within financial institutions and large organizations, including JPMorgan Chase. Its primary purpose is to ensure that the ... opportunities and recommendations for improvement. JPMorganChase, one of the oldest financial institutions , offers innovative financial solutions to… more
- JPMorgan Chase (New York, NY)
- …Office (Excel, Word, PowerPoint, Visio, Project). JPMorganChase, one of the oldest financial institutions , offers innovative financial solutions to millions ... + Bachelor's degree or equivalent experience required. + 7 years of financial services experience in controls, audit , quality assurance, risk management,… more
- St. George's University (Great River, NY)
- …compliance, audits, training, and enrollment management. The role is accountable for audit readiness across multiple areas, including Financial Aid audits, ... tracking of student communications, and timely delivery of federally required financial aid information, reducing compliance risk and audit findings.… more
- Bank of America (New York, NY)
- Merrill Market Client Relationship Manager NEW YORK, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/NEW-YORK/Merrill-Market-Client-Relationship- Manager \_25046849) **Job Description:** Merrill Wealth Management is a leading… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by ... that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,...with teams outside of risk and collaborate with internal audit and external regulators to ensure that documentation for… more
- Deloitte (New York, NY)
- …the financial industry. Responsibilities will include: + Providing advisory services to financial institutions on the areas of FATCA, CRS, Chapter 3 and ... and withholding regimes. + Coordinating international teams across jurisdictions to assist financial institutions with their compliance efforts with these rules… more
- Grant Thornton (New York, NY)
- As Risk Advisory Manager -Not-for-Profit and Higher Education Practice, you will get the opportunity to grow and contribute to our clients' business needs by helping ... you achieve more, confidently. Your day-to-day may include: + Review operational, financial , and technology processes to provide clients with an assessment of… more
- City National Bank (New York, NY)
- …etc. * Knowledge of OCC rules and regulations (ie heightened standards for Large Financial Institutions ) * Strong understanding of three lines of defense risk ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...organizational structure, personnel, activities and products, new product development, financial performance, and risk and problem areas * Act… more
- JPMorgan Chase (New York, NY)
- …ability to develop compelling executive presentations. JPMorganChase, one of the oldest financial institutions , offers innovative financial solutions to ... Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed Income Financing (FIF)...communicate effectively with senior management. + 6 years of financial services experience in controls, audit , quality… more