- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company and… more
- JPMorgan Chase (New York, NY)
- …drive remediation, and validate controls while engaging closely with operational risk , compliance, audit , and business leaders. Through your efforts, ... our firm's integrity. As a Global Real Estate Control Manager - Vice President within JPMorganChase, you will lead...protocols. + Engage with control colleagues, business executives, operational risk , compliance, audit , and technology teams to… more
- Amalgamated Bank (New York, NY)
- …to the Branch Sales & Service Manager , the Branch Administrative Support Manager (BASM) manages all operational, audit , and training activities of a branch. ... overall success of the branch operating model, including staff training, audit compliance, updating/revising branch policy and procedures, operational integrity of… more
- TD Bank (New York, NY)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- M&T Bank (Rochester, NY)
- …call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know ... Customer (KYC) and customer information profile (CIP)). Profiles customers to identify financial needs across all product and service lines, resolves service issues,… more
- Mizuho Corporate Bank (New York, NY)
- …of SDLC and IT controls + Over 7 years of Experience in IT risk , audit , governance, controls + Demonstrated history of successful collaboration + Ability ... Join Mizuho as a Lead for Controls & Audit function/team in Front Office IT! In this...You will be the Lead for the Embedded Control Manager (ECM) team within Front Office Technology. Front Office… more
- American Express (New York, NY)
- …for remediating any gaps or issues either self-identified or noted during an audit or examination. The FDG Manager is a collaborator, a well-organized, ... will help us define the future of American Express. ** Manager - Data Governance & Management** As part of the...- Data Governance & Management** As part of the Financial Data Governance (FDG) within Corporate Controllership, this role… more
- American Express (New York, NY)
- …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key part ... law, or a related discipline. + 3 years of experience in compliance, risk management, or control-related roles in financial services. + Working knowledge… more
- TD Bank (New York, NY)
- …audit , testing and/or quality assurance experience + Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs + ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more