- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- M&T Bank (Buffalo, NY)
- …Experience in a highly regulated industry environment. + Understanding of financial services regulations, compliance requirements, and risk management practices. ... Manages the activities of one or multiple cybersecurity teams. Responsible for financial and human capital planning to ensure short- and long-term priorities support… more
- American Express (New York, NY)
- …other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes Compliance, and Privacy Office. + Evaluating ... and define your own path. Find your place in risk and analytics on #TeamAmex. **How will you make...years experience in Compliance or related activities, within the financial services industry. + Strong regulatory knowledge of the… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- Amazon (New York, NY)
- …or equivalent - 4+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience handling ... future of export compliance? Amazon is looking for a Senior Export Compliance Manager who will be responsible for supporting our global export compliance program and… more
- Bank of America (New York, NY)
- …relationships within ECM, eg various workstreams, ECM Technology, Quality Assurance, Capital Risk and Internal/External audit . Throughout the tenure of the role, ... Capital Mgmt - Finance Manager New York, New York **To proceed with...Risk Management + Benchmarking + Critical Thinking + Financial Management + Stakeholder Management + Strategic Thinking **Required… more
- CAE USA INC (Binghamton, NY)
- …the organization to include, but not limited to, Senior Level Program Team, Financial Planning & Analysis, Accounting, SOX, Outside Audit Firms, Program Finance ... Schedule to present effectively and provide support. + Perform Risk & Opportunity analysis with early identification of R&Os...Team. + Support of internal and external audit requests. + Lead staff of financial … more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- PNC (NY)
- …the first line of defense. Serves as point of review and sign off for risk management, compliance and audit requirements, as needed. + Manages, motivates and ... to contribute to the company's success. As a Product Management Sr. Manager within PNC's Merchant Services organization, you will be based anywhere within… more
- Bank of America (New York, NY)
- …Framework: Design and maintain product-level controls, in partnership with Legal, Compliance, Risk , and Audit , to ensure accounts meet legal, regulatory, and ... GPS Liquidity, Liquidity Product Manager New York, New York;Chicago, Illinois; Charlotte, North...are guided by a common purpose to help make financial lives better through the power of every connection.… more