- ManpowerGroup (New York, NY)
- …of critical recommendations and management responses + Assisting with preparing the annual audit risk assessment and pre- audit planning + Partnering with ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial ...the IT Audit Manager and/or external auditors to plan and execute integrated/dual… more
- MTA (New York, NY)
- …and II perform assurance, operational, technology, and contracts audits and develop audit recommendations under the supervision of the Director/ Manager or Senior ... perform assigned audit or segment of an audit under the direction of a Director, Manager...and ensure proper documentation is uploaded in the Governance Risk and Compliance (GRC) system to close the recommendations.… more
- M&T Bank (Buffalo, NY)
- …tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings ... with professional auditing standards. The jobholder reports to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience… more
- TD Bank (New York, NY)
- …team supports TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory ... requirements and mitigates financial crime risk . This involves providing guidance...and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful… more
- Synchrony (New York, NY)
- …Compliance, Operational Risk , Cross functional 1st Line Governance teams, Internal Audit , etc. at the leadership level and other supporting levels. + Work ... of degree, 8 years equivalent experience in a regulated Financial Services organization or External/Internal Audit within...Reporting activities (can be concurrent) + Internal or External Audit and/or first line risk and control… more
- M&T Bank (Buffalo, NY)
- …work within the established timeframes with guidance by a Lead Auditor or Manager . + As part of audit execution, conduct effective walkthroughs, accurately ... in conformance with professional auditing standards. They report to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable… more
- TD Bank (New York, NY)
- …Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and colleague impacts related ... as required + Drives timely, effective, and efficient resolution of regulatory, audit , compliance, and self ID findings + Actively identifies opportunities to uplift… more
- TD Bank (New York, NY)
- …timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …key functional areas and/or business lines in dealing and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory ... issues + Providing tax advice with respect to new financial products and business activities + Drafting file memos...+ Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate… more
- MUFG (New York, NY)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance, audit , and third-party risk ... by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...security), or a combination thereof + Deep understanding of financial institution processes, products, and risk +… more