- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... all activities. Decisions made will have significant impact to the firms Regulatory, Financial , Reputational and Operational risk to the Bank. On a tri-annual… more
- City National Bank (New York, NY)
- …10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services experience *Additional Qualifications* ... other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* *Compensation*Starting base… more
- M&T Bank (New York, NY)
- … risk management + Minimum of 2 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) ... in the development and analysis of quantitative/econometric behavioral models used for credit risk , interest rate risk and liquidity risk management, as… more
- Capital One (New York, NY)
- …familiarity with card products + 10+ years of experience as a Risk Manager or Assurance within the financial services or tech industry + Proficiency with ... Bachelor's degree or military experience + At least 10 years in legal, compliance, risk management or regulatory experience in consumer financial services + At… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- American Express (New York, NY)
- …data quality and auditability. This role is ideal for someone interested in financial regulation, risk technology, and the intersection of product management and ... management activities." We are seeking an Associate Digital Product Manager to support the development and delivery of data...validation logic. + Strong collaboration skills to work across risk , compliance, engineering, and audit functions. +… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- TD Bank (New York, NY)
- …& Sales teams and Desk Heads / Supervisors. + Understanding of key non- financial risk (eg, market, credit, operational) concepts, controls and applicability to ... also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- TD Bank (New York, NY)
- …Control reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- American Express (New York, NY)
- …Attention will be focused on new product development, marketing strategies, risk management initiatives, process control, issue management, marketing collateral and ... federal, state and local regulations. + Advising leaders on areas of emerging risk and approaches to improve necessary controls and practices as appropriate. +… more