- TD Bank (New York, NY)
- …implementing a robust Compliance training program, including: + Conducting periodic risk -based needs analysis for in-scope business lines + Developing and ... deliverables + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks… more
- JPMorgan Chase (New York, NY)
- …Facilities (CFs) in the North America portfolio. Reporting directly to the GSOC Manager , you will have the opportunity to engage with an exciting, dynamic and ... summaries and responses to alarm activations to allow robust review and audit look-back. + Following established procedures to generate appropriate responses to… more
- JPMorgan Chase (New York, NY)
- …Investment Office include structural interest rate and foreign exchange risk . Products utilized include long-term debt, fixed income securities, interest ... large and/or unusual transactions in TCIO globally + Report to the direct manager located in London, coordinate the discussions with different functions in North… more
- M&T Bank (Amherst, NY)
- …projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Primary Responsibilities:** + Develop and produce ... to, project or product strategy analyses, historical reporting and workflow and financial analyses. + Complete routine analysis and judgment-based work over a single… more
- City of New York (New York, NY)
- …Respite. Without someone in this position will be lack of oversight, poses a risk to individuals in crisis, potentially leading to subpar services under the auspices ... as well as their analytical and clinical skills, the manager will meticulously review these contacts to ensure compliance...call center. - Be responsible for instituting a continuous audit process by utilizing a standardized tool to assess… more
- TD Bank (New York, NY)
- …**4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records meet internal ... audit , regulatory, and operational standards. - Maintain and update...experience in business analysis, operations, or project support within financial services, preferably in Transaction Banking or related areas.… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence...exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for… more
- M&T Bank (Buffalo, NY)
- …arrangements.** **Prepare disbursements and billings for approval. Maintains financial expense records.** **Adhere to applicable** **compliance/operational** ** ... groups in the Bank** **Primary Responsibilities:** **Serve as a liaison between manager and bank personnel, responding to questions and issues on departmental… more
- M&T Bank (New York, NY)
- …Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, goals and objectives to determine solutions through the ... financial planning process. Prioritize short term and long term...and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards… more
- TD Bank (Bronx, NY)
- …as an advocate for the customer by conducting needs-based conversations; offering financial & digital solutions, and/or referring the customer to appropriate partner ... as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Verifies customers' identities...and follows dual control + Follows all security and audit measures to minimize potential loss + Utilizes bank… more