• Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting ... to the Senior Manager , Governance and Control, the Manager supports...mitigate risk and delivers world class service to our global client base. Additionally, ensures the Business adequately consider,… more
    TD Bank (11/13/25)
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  • Senior Analyst, Credit Risk - Corporates - US Risk…

    Scotiabank (New York, NY)
    …driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a ... provides our clients an important bridge to this key global market for trade and investment flows across the...for and responding to questions from regulatory authorities and audit . + Ensure that all credit adjudications and daily… more
    Scotiabank (10/10/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
    TD Bank (10/12/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (10/09/25)
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  • Senior Analyst, Access Command

    DoorDash (New York, NY)
    …the Network Operations Excellence (NOE) team which is a component of the Global Support and Integrity Operations (GSIO) organization. The primary role of this ... key part in the delivery of mission-critical provisioning services for our global BPO support agents. You'll ensure seamless tool access, conduct thorough compliance… more
    DoorDash (10/02/25)
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  • Fcrm KYC Quality Assurance, Senior Analyst (US)

    TD Bank (New York, NY)
    …guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit ... responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
    TD Bank (11/21/25)
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  • AI Market Research Lead

    RELX INC (New York, NY)
    …and compliance guardrails to contextualize product performance. + Maintain audit -ready documentation for methods, datasets, rater guidance, analyses, and outcomes. ... handoffs. + Report progress and outcomes to the AI Benchmarking Manager and senior stakeholders. Strategic Alignment, Business Engagement & Relationships Facilitate… more
    RELX INC (11/14/25)
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  • Corporate Tax Director

    Grant Thornton (Melville, NY)
    …and ASC 740 income tax accounting (either tax provision preparation or audit support) projects. The Corporate Tax Solutions Family generally has the primary ... achieve more, confidently. This position can be a senior manager or director level. Your day-to-day may include: +...a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors… more
    Grant Thornton (08/29/25)
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  • Director - Regulatory & Supervisory Management,…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** Global Markets Supervision (GMS) is accountable for establishing the programs and ... Development and maintenance of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is a core competency.… more
    TD Bank (10/02/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …The M&T Team sits within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also ... more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of … more
    TD Bank (09/20/25)
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