- TD Bank (New York, NY)
- …Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... complexities within established deadlines; . **JOB REQUIREMENTS** + Understanding of a global markets business in general including some product knowledge. + Strong… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- TD Bank (New York, NY)
- …risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of EUCs and similar ... globally to mitigate risk and delivers world class service to our global client base. Additionally, ensures the Business adequately consider, manage, and mitigate… more
- JPMorgan Chase (New York, NY)
- …functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with front ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...platform and drive resolution of mitigating controls + Support audit , regulatory and compliance deliverables; help drive specific action… more
- Citigroup (New York, NY)
- …management, cards, trade and custody solutions to financial institutions, public sector and corporate clients around the world. With a global network spanning ... improvement programs. + **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for payments) full time employees… more
- JPMorgan Chase (Brooklyn, NY)
- …Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and portfolio ... and quarterly reporting on investor reporting portal + Work closely with manager , team and support functions to manage client expectations and ensure adherence… more
- Citigroup (New York, NY)
- …activities, including credit and financial analysis. Head a North America corporate portfolio and consistency of the underwriting. Support strategic initiatives and ... projects for Corporate Developed Markets including Voice of Employee. Adopt leading...clients in Banking and Risk, and with regulators, Internal Audit , Fundamental Credit Risk and other control functions. Provide… more
- JPMorgan Chase (New York, NY)
- …large and/or unusual transactions in TCIO globally + Report to the direct manager located in London, coordinate the discussions with different functions in North ... proposed accounting and reporting standards + Review and maintain corporate accounting policies **Required qualifications, capabilities, and skills:** + Bachelor's… more