• Regulatory Reporting Operations Professional

    Bank of America (New York, NY)
    …under the relevant regulatory reporting laws across multiple APAC regimes for the Global Markets and other related business divisions. They are responsible for ... providing analytical support in a Global Markets operations function for one or...representation of the reporting function to control partners (eg, Audit and Compliance) * Identifies, tracks, and remediates errors,… more
    Bank of America (10/31/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... Important Bank (GSIB), or associated regulator. + Knowledge of global security and derivative products, markets and...to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or audit… more
    TD Bank (09/20/25)
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  • Associate - CIB Business Management, TD Securities

    TD Bank (New York, NY)
    …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... to obtain within 6 months. + Experience in capital markets , compliance, audit , risk, control and governance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (10/29/25)
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  • TOM Safety Lead

    Amazon (Staten Island, NY)
    … recordkeeping practices and WHS Information System entries to ensure compliance to global WHS standards and local regulations Audit the workplace organization ... Amazon is seeking an experienced and innovative Workplace Health and Safety (WHS) Manager to join our team to support the Transportation Operations Management (TOM).… more
    Amazon (11/02/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing… more
    SMBC (10/09/25)
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  • Director of Wealth, Private Banking and Insurance…

    HSBC (New York, NY)
    …relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on retail wealth planning, retail wealth management ... stakeholders within the business in the United States, other Global Business and Functional teams to provide expertise and...innovate to keep abreast of changes in financial services markets globally. Such activity is in an increasingly regulated… more
    HSBC (10/24/25)
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  • Cross Disciplinary Controls Senior Lead Analyst…

    Citigroup (Getzville, NY)
    The goal of the Markets Operations Risk and Control function is to provide independent oversight, challenge and governance to the Markets Operations organization ... controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position will require the effective risk… more
    Citigroup (10/28/25)
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  • Director, Algo and Model Risk TDS Governance…

    TD Bank (New York, NY)
    …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance...algo risk governance and controls. + Oversee compliance with global and local standards (SR 11-7, OSFI E-23, PRA… more
    TD Bank (10/17/25)
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  • Vice President - Finance

    TD Bank (New York, NY)
    …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... tools such as Alteryx, PowerBi, etc. + Review data elements based on ' Global Chart of Accounts' composition and trace accounting codes to product/business origin to… more
    TD Bank (10/29/25)
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  • Senior Analyst, Privates Compliance

    Wellington (New York, NY)
    …comprehensive investment management capabilities that span nearly all segments of the global capital markets . Our investment solutions, tailored to the unique ... a plus + Experience working at a large investment manager with diverse business lines or in a capacity...independent research and span nearly all segments of the global capital markets , including equity, fixed income,… more
    Wellington (09/24/25)
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