- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... risk and delivers world class service to our global client base. Additionally, ensures the Business adequately consider,...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The "FCRM KYC Quality Assurance, Senior Analyst" is ... a member of the Financial Crime Risk Management (FCRM ) Quality Assurance (QA) Department under...complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support… more
- St. George's University (Great River, NY)
- …and timely delivery of federally required financial aid information, reducing compliance risk and audit findings. This position reports to the Chief ... and Training For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent Acquisition on Microsoft Teams indicating… more
- TD Bank (New York, NY)
- …approach and execution. The team partners closely with senior leaders across departments Risk , Legal, HR, Compliance, Audit and will work in close alignment ... ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The Head of US Commercial Examinations and Loan ... responsible for providing proven, specialized, in-depth loan review expertise and credit/ risk policy, process and procedure guidance to the Loan Review Examination… more
- Merck (Albany, NY)
- …rights, and well-being of participants, while complying with applicable global regulatory requirements through sound processes, procedures, and strategies for ... within and outside their team + Prepares, conducts QA audits, generates audit reports, communicates results to the relevant QA management and external relevant… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...+ Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... you more specific details for this role. **Job Description:** Global Markets Supervision (GMS) is accountable for establishing the...onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments… more
- Citigroup (New York, NY)
- …institutions, public sector and corporate clients around the world. With a global network spanning 90+ countries, we are uniquely qualified to service clients ... model across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises and (e)...**Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for payments)… more
- TD Bank (New York, NY)
- …through building new customer relationships with internal collaboration in practicing sound risk judgement. This job meets or exceeds annual sales, revenue, volume & ... existing Customer relationships and is the bridge between client and internal credit/ risk partners. The CRE REITs and Investment Funds Relationship Manager … more
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