- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- TD Bank (New York, NY)
- …Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- Axis (New York, NY)
- This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client ... service, intelligent risk taking and superior risk adjusted returns...and timely claim reserves and make referrals to Claim Manager where necessary Managing the lifecycle of a claim… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... and risk objectives of institutional clients in more than 60...Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing on information controls.… more
- BlackRock (New York, NY)
- …About BlackRock Elevate your career by joining the world's largest asset manager ! At BlackRock, we foster an environment that values positive relationships and ... Overview The Alternative Fund Controllers team is a vital component of the Global Alternative Operations team. We concentrate on all aspects of fund controller for… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Program Overview** The Global Operations & Business Services Summer Analyst Program is designed to ... you with the opportunity to become immersed within the functional areas of Global Operations and Business Services by integrating with respective teams. As a Summer… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive ... are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The Regulatory Relationship Manager II** provides ... affiliates, and the US Holding Company. The Regulatory Relationship Manager II serves as the primary point of contact...degree required + 10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the… more
- TD Bank (Bronx, NY)
- …job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with ... internal/external audit and regulatory requirements. Provides prompt and comprehensive responses...as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal… more
- JPMorgan Chase (New York, NY)
- Global Security protects the firm's employees and assets throughout the world. As an Alarm Monitoring professional within our Global Security Team, you will play ... Facilities (CFs) in the North America portfolio. Reporting directly to the GSOC Manager , you will have the opportunity to engage with an exciting, dynamic and… more
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