• Compliance Risk Assessment Senior Associate

    TD Bank (Charlotte, NC)
    …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...below.** _Our team currently operates under a hybrid work model , with employees expected to work in the office… more
    TD Bank (09/20/25)
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  • Technology and Data Risk Liaison - On-Site…

    Regions Bank (Charlotte, NC)
    …ability to manage expectations and deliver results + Working knowledge of differing risk types, the three lines of defense model , and applicable Enterprise ... the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the...the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU partners. + Provides project… more
    Regions Bank (08/13/25)
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  • Enterprise Financial Risk Capital Markets…

    Bank of America (Charlotte, NC)
    …negotiating across external stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist... landscape, by ensuring our balance sheet and business model is appropriately stressed across a variety of scenarios,… more
    Bank of America (08/08/25)
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  • Manager , Compliance Program Effectiveness…

    TD Bank (Charlotte, NC)
    …candidate is willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic ... Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive...risk management, enterprise risk management, operational risk management, or audit experience within a… more
    TD Bank (08/30/25)
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  • Senior Manager - Data Governance & Policy

    American Express (Apex, NC)
    …crimes risk management processes. + Providing support for regulatory, independent risk management, and internal audit exams and continuous monitoring over ... drive accurate data-driven business outcomes. **Role Description:** The Senior Manager Data Governance and Policy will be responsible for...services industry in operational risk management, data risk management, internal audit or a related… more
    American Express (09/30/25)
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  • Manager , Compliance Program Governance

    TD Bank (Charlotte, NC)
    …workflows, and processes to simplify, streamline and create efficiencies + Liaise with risk , compliance, ERM/ORM, legal, and audit partners as required + Drive ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to… more
    TD Bank (09/21/25)
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  • Manager Global Servicing Compliance…

    American Express (Charlotte, NC)
    …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key part ... strong regulatory knowledge, a process mindset, and the ability to translate risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance… more
    American Express (09/26/25)
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  • Compliance Issue Management Governance…

    TD Bank (Charlotte, NC)
    …experience **Preferred Skills:** + **Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory… more
    TD Bank (09/27/25)
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  • Senior Manager - Data Controls Design…

    American Express (Apex, NC)
    …Administration, or related field + 5 years of experience in data governance, data risk , internal controls, or audit in the financial services or highly regulated ... is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across...part of the journey, we are seeking a Senior Manager of **Data Controls Design and Enablement** . This… more
    American Express (09/30/25)
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  • Senior Manager , Compliance Business…

    TD Bank (Charlotte, NC)
    …responsive solutions + Professional experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit ) _The above details are specific ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global… more
    TD Bank (08/28/25)
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