• Operations Lead

    Bank of America (New York, NY)
    …made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate ... as an escalation point to resolve broad and complex operational issues, develops and implements procedures to enhance unit...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
    Bank of America (07/24/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
    TD Bank (08/21/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (09/05/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and colleague impacts related ... as required + Drives timely, effective, and efficient resolution of regulatory, audit , compliance, and self ID findings + Actively identifies opportunities to uplift… more
    TD Bank (09/23/25)
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  • Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:**...is responsible for a broad range of financial and operational support activities. The department works to ensure the… more
    M&T Bank (09/06/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. ... + Assist with regulatory and audit requests. + Provide backup to general AML compliance...their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with… more
    TD Bank (09/21/25)
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  • Issues Management - Validation, VP

    MUFG (New York, NY)
    …information security, and/or operational risk management, (includes operations, operational risk management, compliance, audit , and third-party ... address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and...by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +… more
    MUFG (08/14/25)
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  • Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …related areas + Researches and investigates a range of financial accounting / audit operational and/or reporting issues + Requires specialized and/or advanced ... appropriate stakeholders on a range of finance accounting / reporting or operational processes + Apply understanding of respective business strategies to produce… more
    TD Bank (08/19/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...new products, services and other initiatives that have significant operational or financial impact + Integrates the broader organizational… more
    TD Bank (09/21/25)
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  • Vice President, Environmental Compliance

    MTA (New York, NY)
    …Development (C&D) to support successful project delivery, while minimizing operational disruptions and ensuring environmental compliance, safety, and facility ... with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate exposures across all agency… more
    MTA (09/17/25)
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