- City National Bank (New York, NY)
- …leaders of business units to plan a response. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience… more
- M&T Bank (New York, NY)
- …management + Minimum of 2 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) designation + ... 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/ operational /model risk controls and other second line of defense and… more
- TD Bank (New York, NY)
- …in dealing and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the ... with US GAAP and IFRS. + Assist with external and internal audit requests, including reconciliations, document organization, and inquiry responses. + Improve data… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- TD Bank (New York, NY)
- …+ Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus + Extensive Operational knowledge as pertains ... of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in development and… more
- The Walt Disney Company (New York, NY)
- **Assistant Manager Asset Protection Retail Stores** The Asset Protection Manager ensures a safe and secure environment for Cast Members and Guests across ... profit protection, incident management, and compliance. The Asset Protection Manager utilizes advanced industry knowledge, certifications, and security technologies… more
- Huntington National Bank (New York, NY)
- …+ Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer ... and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:**...efficient management of expenses, customer service and experience, and risk mitigation. Support bank activities by providing services related… more
- M&T Bank (Buffalo, NY)
- …and career goals. + **Other Assigned Duties:** + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... for sales opportunities, account opening and lead-focused outbound calling) and Risk Management ( audit requirements, fraud prevention, Know Your Customer… more
- KeyBank (Albany, NY)
- …and provide coaching to Tellers to enhance the client experience and operational effectiveness and are responsible for day-to- day Teller scheduling, staffing issues ... and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity and our privilege to help our clients move… more
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