- Raymond James Financial, Inc. (New York, NY)
- …production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position ... to rules and regulations as well as departmental procedures + Compiles operational information for internal and external auditors (eg FINRA, SEC) with limited… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive ... are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation… more
- Wellington (New York, NY)
- …classification standards in alignment with business goals. + **Content Management:** Manage, audit , and publish content in Adobe Experience Manager (5-7 years' ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...content modeling, digital asset management (DAM), and Adobe Experience Manager (AEM). This role is pivotal to optimizing content… more
- Under Armour, Inc. (Riverhead, NY)
- …as a coach and mentor to other Teammates and supporting the Store Manager in accomplishing operational excellence and achieving profitability. This role serves ... as a key backup to the Assistant Store Manager and supports merchandise standards while leading and coaching...presentation + Understand loss prevention standards and monitor store audit compliance and results + Lead and/or rotate ownership… more
- TD Bank (New York, NY)
- …specific federal and state returns + Assists with projects + Assists in the audit requests + Assists with operational and administrative functions + May support ... developing and implementing new products, services, applications, workflows, or operational efficiencies. + Further develop individual skillsets and capabilities… more
- MUFG (New York, NY)
- …of any discovered issues. + Participate in regulatory agency / internal audit inspections, project remediation, and maintain working knowledge of all compliance ... for the completion of assigned processes or programs, with limited support from manager . + Collaborate with Technical Security Systems Manager (TSSM) integrating… more
- ThermoFisher Scientific (Grand Island, NY)
- …Clinical Research Group (CRG). This team leads and integrates strategy, operational excellence, and disruptive innovation to accelerate drug development for ... Spanning portfolio, study, and site levels, we are enabling proactive risk management, faster decision-making, and transparent collaboration to drive confidence in… more
- MTA (New York, NY)
- …and Safety. Oversee and provide strategic guidance in resolving complex operational program support requests, addressing challenges related to employee conduct, ... with C&D business units and leadership on issues such as training requests, audit responses, internal controls, EEO, worker s' compensation, S afety, legal, and… more
- TD Bank (New York, NY)
- …specific federal and state returns + Assists with projects + Assists in the audit requests + Assists with operational and administrative functions + May support ... the intersection of several key functions, including relationship management, credit risk , and financial analysis. + Following the interview process, selected… more
- TD Bank (Maspeth, NY)
- …more difficult issues to management + Ensures compliance when completing operational activities in accordance with company guidelines and regulations such as ... Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Verifies customers' identities...and follows dual control + Follows all security and audit measures to minimize potential loss + Utilizes bank… more
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