- US Bank (Charlotte, NC)
- …Lending Services, and Operations Account Services. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit engagements. ... and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes rather than symptoms of… more
- TD Bank (Charlotte, NC)
- …ad hoc responses to regulatory agencies. Additionally, the Analyst will manage internal audit findings and requests related to the risk and reporting team's ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Cardinal Health (Raleigh, NC)
- …Governance, Risk and Compliance (GRC) functional roles such as IT Compliance, IT Risk Management, IT Audit , Enterprise Risk Management, etc preferred. + ... CISSP (Certified Information Systems Security Professional), CISM (Certified Information Security Manager ), CRISC (Certified in Risk and Information Systems… more
- Truist (Greensboro, NC)
- …below. Specific activities may change from time to time. 1. Serve as a risk manager for wholesale lending and specialty lines, promoting consistency in credit ... high-quality service delivery across internal and external stakeholders by managing operational frameworks, legal documentation, and risk controls within a… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The "FCRM KYC Quality Assurance, Senior Analyst" is ... a member of the Financial Crime Risk Management (FCRM ) Quality Assurance (QA) Department under...non-standard requests + Researches and investigates a range of operational / reporting / process issues + Recommends and… more
- Truist (Charlotte, NC)
- …related work experience 2. 12-15 years of experience in operational /enterprise risk related management, including but limited to audit , operations, process ... Financial Services industry 4. Master's degree in related discipline 5. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** **Primary Responsibilities** + Assisting the Audit Project Manager in planning audit engagements. Includes ... issues under the supervision of the Senior Auditor and Audit Project Manager . Includes identifying root causes...the common definition of internal controls + Knowledge of Risk /Compliance/ Audit competencies + Ability to manage multiple… more
- US Bank (Charlotte, NC)
- …stakeholders of various levels within the organization, including Corporate Compliance, Model Risk Management, Audit , Legal, and Business Line personnel, to help ... Support and prepare materials related to examination, supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and awareness… more
- Wells Fargo (Charlotte, NC)
- …support the business in various capacities including trading, sales, technology, compliance, risk , operations, legal, and audit + Provide superior service while ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Bank of America (Charlotte, NC)
- …model risk practices and defined performance parameters to meet firm's AML Risk Coverage, while maintaining operational viability. 2) Non-US AML Modeling & ... quantitative analytics and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of new models,… more
Recent Jobs
-
Principal SME Test and Evaluation (T&E)
- Alaka'ina Foundation Family of Companies (Fort Belvoir, VA)
-
Clinical Assistant Professor-Family Nurse Practitioner
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)