- TD Bank (New York, NY)
- …the factors that differentiate the organization + Applies best practices to implement process, product or service improvements + Acts as a subject matter expert ... **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- HSBC (New York, NY)
- …execution of activities across the spectrum of Global Banking & Markets products / services + Combine client relationship management with strong risk assessment ... HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators +… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... team provides advice across the full spectrum of TDS customers, products , transactions, and FCRM-related processes. The team mandate includes regulatory compliance,… more
- Navient (Albany, NY)
- …+ 1-2 years of experience conducting compliance testing routines & supporting consumer financial services & products . **Where:** + This role will be based in the ... including: + **Private student loans** - low rates, people-first service , and flexible payments. + **Student loan refinancing** -...Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance.**… more
- Price Chopper (Schenectady, NY)
- …managing robust systems for HACCP, preventive controls, sanitation, allergen control, and product quality. The FSQA Manager will guide cross-functional teams in ... **Pay Range:** $93,925.00- $150,037.00 **SUMMARY** The Manager of Food Safety and Quality Assurance (FSQA)...RESPONSIBILITIES** + Lead the FSQA function to ensure all products meet food safety, quality, and regulatory standards across… more
- Ankura (Lexington, NY)
- …team . Be a key contributor to project delivery teams . Serve as project manager for client services , including large and complex engagements . Support expert ... clients and external counsel through compliance, disputes, investigations and advisory services . The position has tremendous growth potential with one of the… more
- PNC (New York, NY)
- …the execution of the Compliance program objectives for assigned area, products / services , and applicable regulations. Communicates and socializes compliance ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Compliance Program Specialist Senior within the Swap Dealer… more
- NBT Bank (Queensbury, NY)
- …The Relationship Banker will educate customers and refer & cross-sell the appropriate products and services that meet the customer's needs. This interaction may ... timely processing of moderate to complex transactions and other services accurately in accordance with policy and procedures. They...required at the discretion of the Branch and Market Manager . + 45% Provides a consultative customer service… more
- Citigroup (Getzville, NY)
- …York City, Buffalo, Delaware and Tampa and reports (through the broader Group manager ) to the Controller of Citigroup. The SEC Group is responsible for Citigroup's ... strengthen controls + Assist with the execution and coordination of KPMG external audit and Citi's Internal Audit /Controls groups + Conduct research and analysis… more
- JPMorgan Chase (Manhasset, NY)
- …combined with cutting-edge financial technology and the most welcoming and friendly service , you will be front and center representing our brand and culture. ... Operations Lead Trainee in Branch Banking, you collaborate with the Branch Manager , branch employees and One Chase colleagues to ensure customer financial… more
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