- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members… more
- M&T Bank (Buffalo, NY)
- …and procedures. + Gather and share data to peers and leadership for internal audit and regulatory requests, ensuring highest degree of accuracy. + Assists ... areas. + Conduct and document research on industry best practices and regulatory requirements to inform policy development. + Maintain systems and processes for… more
- TD Bank (New York, NY)
- …Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & ... organizational skills **Preferred Qualifications:** + Candidate should have 15 + years compliance and regulatory experience along with a deep understanding of… more
- Elderwood (Buffalo, NY)
- …develop your team, uphold internal controls, and ensure alignment with all regulatory and company compliance standards. Qualifications Director of Pharmacy ... auditing procedures, and financial reporting. You'll lead a high-performing team-Billing Manager , A/R Revenue Cycle Manager , and Quality Assurance Specialist-and… more
- MUFG (New York, NY)
- …partner with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance ) + Work closely with Auditors and other Control ... personnel to determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- MUFG (New York, NY)
- …vendor relationships of networked security systems to provide best in class regulatory compliance results. Collaborate with Security Managers, lines of business ... the remediation of any discovered issues. + Participate in regulatory agency / internal audit inspections, project...achieve outcomes. Provides recommendations on reporting, eg budget, risk, regulatory compliance . + Acts as a subject… more
- TD Bank (New York, NY)
- …best in class solutions in partnership with Segment CIOs, risk, legal & compliance partners + Meets P&T regulatory control expectations in partnership with ... in P&T. This role will manage technology, information and cyber risk, in compliance with the approved set of polices, standards, processes and guidelines established… more
- Sunrise Senior Living (Hicksville, NY)
- …the Driver job description and understand the key essential duties for safety and regulatory compliance . **ABOUT SUNRISE** Ready to take the next step and make ... and state laws/provincial labor/labour laws and Sunrise policy. + Maintain training compliance and records and performance appraisal records and perform ongoing data… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
- Greater Opportunities for Broome and Chenango, Inc (Binghamton, NY)
- …all financial operations of the agency, including budgeting, forecasting, grant compliance , financial reporting, and audit preparation. This role requires ... financial management and demonstrated experience handling complex funding streams and regulatory requirements. The ideal candidate will bring a collaborative spirit,… more
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