- PNC (New York, NY)
- …and fraudsters attempting to defraud PNC and its customers Preferred Skills & Experience Audit , Risk or Compliance experience in Financial Institutions Audit ... resources efficiently to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of… more
- GE Vernova (Schenectady, NY)
- … Audit team members work, as assigned. + Provide regular updates to Internal Audit Manager on audit progress and outcomes, providing timely status and ... to inform decision-making. + Collaborate with the digital technology, cybersecurity, and compliance audit teams, as well as data analytics subject matter… more
- Wolters Kluwer (Albany, NY)
- …as a trusted advisor on audit -related matters, providing guidance to clients on regulatory compliance , audit best practices and solutions that meet their ... in sales and strong working knowledge and understanding of CPA firms--specifically in the Audit space. You will report to the Manager , Field Sales Specialty -… more
- PNC (New York, NY)
- …members and business partners **Job Description** + Independently assists in financial, compliance , and/or operational audit reviews, including the evaluation of ... opportunity to contribute to the company's success. As an Audit Associate Sr, you will be within PNC's Internal...regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to… more
- TD Bank (New York, NY)
- …Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12...Have:** + Minimum of 8 years of experience in Compliance , Legal, Risk, Internal Audit , or related ... for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations,… more
- American Express (New York, NY)
- …field is required. + Minimum of 7-10 years of experience in reg reporting, audit , compliance or risk management within the banking or financial services ... and applicable regulatory requirements. Knowledge, experience, or familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, etc.), audit , US GAAP and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- American Express (New York, NY)
- …in Global Risk and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings for American Express. RELM supports ... make an impact in this role?** + The RELM Manager is primarily responsible for supporting regulatory ...regulatory reporting and engagement with regulators. + Internal Audit Group to demonstrate successful completion of business remediation… more
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