- Bank of America (New York, NY)
- …inquiries from regulatory agencies and internal control partners (eg, Audit / Compliance ) provides reporting, as needed * Establishes credible, collaborative ... on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data… more
- Bank of America (New York, NY)
- …on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data ... representation of the reporting function to control partners (eg, Audit and Compliance ) * Identifies, tracks, and...with a mature approach to work **Desired Skills:** * Audit experience * Knowledge of key regulatory … more
- RGP (New York, NY)
- …of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and ... Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic...Lead and manage client engagements focused on risk management, regulatory compliance , and audit remediation… more
- TD Bank (New York, NY)
- …responsibilities for this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit . + Interacts directly and ... with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance… more
- NBC Universal (New York, NY)
- …to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk & Compliance will be ... , and control framework is updated to reflect external regulatory and fiscal changes as well as internal policies...stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit groups,… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance is ... overseeing risk management platforms and capabilities ("GRC Product"). The Manager / Director, GenAI Product will be part of...AI. * Strong understanding of AI risk management and regulatory compliance . * Excellent problem-solving skills and… more
- American Express (New York, NY)
- …payment and funding products. The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS marketing and ... support servicing, and related business-owned collateral and testing compendiums. + Assess regulatory compliance risk via the development and introduction of new… more
- Confluent (Albany, NY)
- …One Data Streaming Platform. **About the Role:** As a **Staff Security Risk and Compliance Program Manager ** in the Trust & Security organization you will play ... role, you'll be responsible for overseeing and maturing our compliance programs, ensuring we meet all relevant regulatory...training and awareness programs to educate employees on their compliance responsibilities. + ** Audit & Reporting** :… more
- SMBC (New York, NY)
- …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our ...with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations… more
Recent Searches
- us navy (United States)
- field reimbursement specialist (United States)
- cctv alarm technician (United States)
- live home health aide (United States)
Recent Jobs
-
Director - Patient Safety Data Acquisition
- Novo Nordisk Inc. (Plainsboro, NJ)