- Wegmans (Rochester, NY)
- … related audits/reviews. You will be responsible for driving strategy of compliance audit planning across the organization, ensuring all departments adhere ... Posting:** 09/19/2025 **Job Posting End:** 10/20/2025 **Job ID:** R0259280 The legal compliance auditor ensures Wegmans remains compliant with regulatory and… more
- TD Bank (New York, NY)
- …in analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise ... **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
- Amalgamated Bank (New York, NY)
- …Online Branch channels. The BASM ensures all branches have sound operations, meeting audit , compliance , and regulatory expectations. The BASM oversees ... overall success of the branch operating model, including staff training, audit compliance , updating/revising branch policy and procedures, operational integrity… more
- MTA (New York, NY)
- …and submission of mandatory compliance reports, including State Agency Environmental Audit (SAEA) reports. Engage with regulatory agencies to address ... audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor and Vendor Oversight: Ensure… more
- TD Bank (New York, NY)
- …skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory … more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... may interact with key stakeholders and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** +… more
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