- American Express (New York, NY)
- …risk management policies and procedures, and implement corrective actions as needed. + Regulatory Compliance : + Stay abreast of evolving regulatory ... and enhancing the organization's model risk governance framework, ensuring compliance with regulatory requirements (eg, SR 11-7),...including SR 11-7 and other applicable guidelines. + Manage regulatory and audit responses related to model… more
- Mizuho Corporate Bank (New York, NY)
- …and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory requirements, industry ... Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming...to become more proactive, efficient, and an enabler of audit responses. The successful candidate will be responsible for… more
- Citigroup (New York, NY)
- …enterprise and relevant businesses / functions / regions. + Lead execution of Regulatory and Internal Audit Corrective Action Plans + Maintain Centralized ... Framework for Data Metrics to demonstrate Business and Regulatory Outcome The Data Governance Foundation Group Manager...the Risk organization + Assist with managing execution of Regulatory and Internal Audit Corrective Action Plans… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk, Audit , and Technology teams to ensure program objectives align ... + Lead the coordination and execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation,… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is...activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new … more
- Truist (New York, NY)
- …and regulatory change). 6. Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the corrective action plans ... to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business… more
- Grant Thornton (New York, NY)
- …on-call assistance + Ensuring work is performed timely, with quality, and in compliance with regulatory requirements + Identifying market trends in order to ... As an Accounting Advisory Manager , you will be responsible for teams that...accounting transactions. You will help clients address their transactional, regulatory , and strategic needs - all with the resources,… more
- Regeneron Pharmaceuticals (Troy, NY)
- …Board meetings and ensure all actions / decisions are detailed appropriately + Supplier Audit Compliance - Drives successful audit closures by focusing on ... The Director, Global Procurement Compliance will be responsible for directing a team...audit closures and evidence follow up, support of regulatory inspections, SOP writing and revision, change controls, Supplier… more
- Wellington (New York, NY)
- …appropriate controls in alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate with EMEA and ... team documentation practices + Participate in developing and conducting regulatory training + Support the firm's compliance ...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing… more
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