- US Bank (Charlotte, NC)
- …Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of ... Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance ... audit executive that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- TD Bank (Charlotte, NC)
- …Qualifications:** + Relevant certification required (CIA and CRCM preferred) + Experienced people manager , leading a compliance audit team + Experience ... of Business:** Audit **Job Description:** The Senior Audit Manager leads a team of ...subject matter expertise with respect to Securities and Wealth Compliance , including the regulatory requirements of FINRA,… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- TD Bank (Charlotte, NC)
- …data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate to internal audit strategy and change ... Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key… more
- TD Bank (Charlotte, NC)
- …data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate to internal audit strategy. + Ability to ... Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key… more
- TD Bank (Charlotte, NC)
- …data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate to internal audit strategy. + Ability to ... Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key… more
- US Bank (Charlotte, NC)
- …with other CAS teams/subject matter experts. 2. Expanding use of data analytics by the Regulatory Compliance audit team. 3. Supervising audit staff in ... a strong candidate to join our growing team of audit professionals within the Regulatory Compliance...applicable to the bank's products and services. The Corporate Audit Services Senior Audit Project Manager… more
- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit...Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. *… more
- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one ... information security applications, security administration and business continuity planning. Compliance audits assessing the bank's compliance program to… more
- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... areas, broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Audit Change Management is a strategic leadership role… more