- TD Bank (Charlotte, NC)
- …standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the ... of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible...+ Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit ) _The… more
- American Express (Charlotte, NC)
- …interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to ... detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in...and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory… more
- Xylem (Charlotte, NC)
- …solutions. **The Role:** Xylem is seeking an experienced and strategic FSFE Trade Compliance Program Manager to oversee and lead the global First Sale ... + Coordinate internal self-audits and readiness assessments to ensure ongoing compliance , documentation availability, and audit preparedness. + Act as… more
- Bank of America (Charlotte, NC)
- …and remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as external ... GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte,...Line of Business, and control partners (ie GIS, Technology Compliance & Ops Risk, Audit , etc.) +… more
- TD Bank (Charlotte, NC)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for ... efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The… more
- Bank of America (Charlotte, NC)
- …on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data ... representation of the reporting function to control partners (eg, Audit and Compliance ) * Identifies, tracks, and...with a mature approach to work **Desired Skills:** * Audit experience * Knowledge of key regulatory … more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a **Senior Manager ** to prepare executive reporting content for compliance and risk stakeholders. ... vary depending on availability and individual circumstances._ The Senior Manager , Compliance Governance & Operations leads, develops...Skills:** + **Minimum of 10 years of experience in Compliance , Risk Management, Audit , or a related… more
- American Express (Charlotte, NC)
- …the future of American Express. American Express is seeking a dynamic and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) ... Compliance Function. This position will contribute to overseeing regulatory change management, ensuring that day-to-day business operations are compliant with … more
- City National Bank (Charlotte, NC)
- …2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third Party Risk, Corp. ... *BUSINESS CONTROLS MANAGER -TECHNOLOGY RISK AND COMPLIANCE * WHAT IS... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory ...regulatory framework, including customs valuation rules, tariffs, and audit procedures. + Able to leverage project efforts through… more
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