- M&T Bank (New York, NY)
- …Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting strategies, and portfolio management for Leveraged Lending ... quality and performance of the loan portfolio align with the bank's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead team that… more
- BMO Financial Group (New York, NY)
- …help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience, ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- Citigroup (New York, NY)
- …to strategic operating model across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises and (e) Deliver on all targeted ... **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for payments)...responsible to provide best-in-class service to clients while maintaining risk levels within the firm's risk appetite… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... cross functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project updates and reporting results effectively to… more
- Citigroup (Getzville, NY)
- …Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required ... The goal of the Markets Operations Risk and Control function is to provide independent...organization to enhance the proactive identification and management of risk , and to ensure that the appropriate controls are… more
- Bank of America (New York, NY)
- …with external PEF clients, internal business partners including Sales, Structuring & Trading, Risk counterparts, Legal and Audit Function + Risk monitoring: ... and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing regular monitoring and...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...+ The role requires a strong self-starter, leader and manager who can identify and implement strategic program objectives,… more
- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience ... an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. *Compliance … more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more