- Wells Fargo (New York, NY)
- …and COO teams as well as other support functions (eg, Compliance, Testing, Audit , Risk , Operations, Technology, Legal, and Human Resources). Their goal will ... business. The successful candidate will report to a BASS manager and will work closely other BASS team members,...which are designed to mitigate current and emerging business risk issues and concerns; act as key participant in… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in rendering advice… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- M&T Bank (Buffalo, NY)
- …Bank-wide stakeholders. Track portfolio performance, model performance, campaign tracking and risk strategy results. Incorporate observations and data into ... management + Minimum of 3 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) designation +… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings… more
- TD Bank (New York, NY)
- …self service capabilities, support customers access needs + Works with our Governance, Risk , HR, and Enterprise Technology partners to develop the TD Account Access ... and Provisioning strategy and technology roadmaps. + Defines a target operating...of any Identity and Access Management activities + Leads Risk Management activities for Account Request and Provisioning addressing… more
- NBC Universal (New York, NY)
- …Director, Tax for our tax function. This role is responsible for tax strategy , compliance, reporting, risk management, and business advisory. The ideal candidate ... Responsibilities: Strategic Leadership + Develop and execute global tax strategy aligned with business goals. + Advise executive leadership...in accordance with ASC 740. + Lead the annual audit of tax accounts and coordinate with external auditors… more
- TD Bank (New York, NY)
- …others + Leads projects or work streams within broader projects with moderate risk and may be accountable for managing ongoing activities, processes and functional ... & Experience:** + Undergraduate degree preferred + Broad knowledge of business and risk and control environment + 4+ years of relevant experience + Solid knowledge… more
- Elevance Health (Latham, NY)
- …new initiatives to address evolving technology and business needs. + Support audit and compliance processes by providing necessary documentation related to AI data ... major security systems serving the Enterprise. + Sets vendor strategy and direction. + May be assigned to project...Acts as a subject matter expert among peers, with manager and senior management. + Must be capable of… more
- Citigroup (Queens, NY)
- …other duties and functions as assigned by the CIO, including reporting requirements on Risk , Compliance and Audit + Appropriately assess risk when business ... billion and advises on the Asset Allocation and Investment strategy for all the International Pension Plans. The Fixed...+ Participates in analyzing the liquidity and interest rate risk , liability hedging and duration matching and determines the… more