- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess...or equivalent a plus + 5+ years of internal audit and/or testing experience + Knowledge of financial institution… more
- M&T Bank (Buffalo, NY)
- …with Segment CFOs and Business Line Executive Management to drive business strategy and outcomes as well as establish accurate accounting/reporting with supporting ... divisions as well as industry/competitor strategies. + Aggressively execute on agreed upon strategy and plans and provide team direction to achieve targets and goals… more
- TD Bank (New York, NY)
- …of data in accordance with the Enterprise Data Policy, Standards and Strategy / Enterprise Data Management Office (EDMO) Standards + Support data related activities ... commitments based on timelines + Documentation of tasks and activities for audit purposes + Communicate the leadership of issues, availability, and task completion… more
- TD Bank (Brooklyn, NY)
- …appointments to see an expert + Understands and supports the Bank's customer service strategy + Considers the impact of decisions on the well-being of TD, its ... job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with… more
- Citigroup (Queens, NY)
- …CIO, with a particular emphasis on comprehensive reporting requirements pertaining to Risk Management, Regulatory Compliance, and Internal Audit functions. + ... Contribution retirement plans and advises on the Asset Allocation and Investment strategy for all the International Pension Plans. **Role Overview** The primary… more
- MUFG (New York, NY)
- …consistent model. All GHR roles must comply with the location strategy of that region. **KEY RESPONSIBILITIES** **Strategic Talent Initiatives:** + Contribute ... insights and recommendations to improve effectiveness and inform future strategy . + Facilitate cross-functional collaboration and manage stakeholder expectations… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... skilled and business-savvy VP to join our Equities Client Strategy & Analytics / Front Office Global Markets team....of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... scope against developed policies and procedures, objectives and determines strategy for tracking operational compliance activities goals including: gathering current… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- Lotte Biologics USA LLC (Syracuse, NY)
- …between Maintenance, Metrology, and Quality teams and ensures that work performed is audit -ready and aligns with operational priorities. While not a formal people ... manager , the Lead provides informal leadership, technical guidance, and...documentation workflowsa€"enabling the Metrology Engineer to focus on technical strategy and project support. Duties & Responsibilities + Review… more
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