- Grant Thornton (Charlotte, NC)
- …include but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management program assessments, ... process. + Obtain an understanding of clients' business, objectives, strategy , operations, processes, IT systems, service providers and controls....a professional services firm or as part of a Risk Management or Internal Audit function +… more
- Synchrony (Charlotte, NC)
- …results for governance and credit forums. This role also aligns with customer-decisioning strategy developers and Model Risk Management (MRM) to define and ... **:** + Bachelor's degree and 8+ years of experience in strategy analytics, credit risk , business performance monitoring, or decision… more
- TD Bank (Charlotte, NC)
- …below + 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a ... Compliance Director Business Oversight, Consumer Deposits, Digital and Marketing Strategy , and Technology Enablement supports the development, implementation, and… more
- TD Bank (Charlotte, NC)
- …a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support)...**Min of 8 years of work experience in Compliance, Risk Management, Audit , or a related compliance… more
- TD Bank (Charlotte, NC)
- …handle confidential information with discretion **Preferred Qualifications:** + Experience in Internal Audit , Risk Management, or a related 1st/2nd line control ... This team plays a key role in managing Internal Audit engagements across multiple pillars, Fraud, Insider Threat, KYC,...planning + Requires expert process management knowledge and the risk profile for team processes supported + Leads teams… more
- Bank of America (Charlotte, NC)
- …and results, and connects to team strategy , priorities and contributions. + ** Risk Manager :** Ensures proper risk discipline, controls and culture are ... production (app health, resiliency, performance, security, enterprise data management standards, audit exams and reviews), ensuring all relevant risk , financial,… more
- TD Bank (Charlotte, NC)
- …Power BI, Tableau) are a plus.** + **5+ years of experience in compliance, risk management, internal audit , or related fields, with demonstrated leadership or ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Truist (Charlotte, NC)
- …located in one of the geographies listed on the requisition. Drive operational strategy and governance for Small Business, ensuring risk management, compliance, ... leadership Team and BURM regarding activities, trends, and events pertaining to Risk , Regulatory, Audit , Compliance and Loan Review activities; promoting an… more
- TD Bank (Charlotte, NC)
- … risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and remediation ... regulatory requirements and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice,… more
- Bank of America (Charlotte, NC)
- … requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues + Participates in industry forums ... Financial Crimes Manager - Crypto / Digital Assets Charlotte, North...money laundering, economic sanctions and fraud compliance and operational risk practices forCrypto Currency, Digital Assets, and Payments within… more