- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …but not limited to: governmental, regulatory, Corporate or vendor audits and audit readiness related activities. + Support internal and external/regulatory ... and external audit CAPA and follow-up with external parties (Vendor/CTL) for audit closure. + Provide required support in Annual Product Review Innovation: +… more
- Bank of America (Charlotte, NC)
- …specific business units or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle ... to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of controls supporting the model life cycle… more
- Bank of America (Charlotte, NC)
- …responsible for conducting information security assessments of third parties by reviewing independent audit reports (eg, SOC 2 Type 2, ISO 27001, PCI DSS RoC) or ... at least 3 years of relevant experience. (Previous information technology/security audit /assessment experience is a plus.). + Previous security audit /assessment… more
- Truist (Raleigh, NC)
- …efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ensure solution development meets ... audit and regulatory requirements. 5. Develop FircoSoft Continuity and...Continuity & Trust non-functional monitoring capabilities and provide escalated support for complex applications in production. 7. Build FircoSoft… more
- TD Bank (Charlotte, NC)
- …and external audit and regulatory requirements and may actively provide support during Audit and Regulatory Reviews, providing recommendations and guidance ... of US specific requirements promulgated by OFAC, Global Affairs Canada, and support for sanctions compliance in all jurisdictions where TD operates. **Job… more
- Bank of America (Charlotte, NC)
- …documenting risks and related mitigation plans as well as validation of evidence to support risk mitigation for all GIS related Audit , Compliance, Ops Risk, ... with executive level leadership. This individual contributor role will support disciplined execution of activities related to issues and...timely to ad hoc inquiries from Risk and Internal Audit . The candidate will be expected to manage a… more
- American Express (Charlotte, NC)
- …As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, ... preparing work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting… more
- Truist (Raleigh, NC)
- …efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ensure solution development meets ... audit and regulatory requirements. 5. Build non-functional monitoring capabilities...requirements. 5. Build non-functional monitoring capabilities and provide escalated support for complex applications in production. 6. Build and… more
- City National Bank (Concord, NC)
- …eg identification and development of workstreams in partnership with the Head of IT Risk Manager . The role will support the Lead, to drive and manage all FLoD ... function manages and develops risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight,...the function will address issues/respond on behalf of his/her Manager . WHAT WILL YOU DO? * Functions as a… more
- US Bank (Charlotte, NC)
- …we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ... The BLQA Auditor will report to either the BLQA Manager or the BLQA Team Leader. In meeting this...stakeholders - Scheduling testing in alignment with the BLQA audit testing plan - Drafting and submitting entrance exam… more