- Neuberger Berman (New York, NY)
- …basis and prepare ad hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit and tax reporting + Prepare ... LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications**… more
- TD Bank (New York, NY)
- …overseeing and/or coordinating a diverse group of compliance professionals, project managers , analysts, business and corporate function specialists, risk and control ... Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Provides expert objective advice and independent… more
- PSEG Long Island (Bethpage, NY)
- …and, since business needs vary by position and may change over time, managers will set expectations and flexibility regarding where and when work is performed. ... Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC… more
- City of New York (New York, NY)
- …THIS POSITION CANDIDATES MUST BE SERVING PERMANENTLY IN THE TITLE OF COMPUTER SYSTEMS MANAGER , REACHABLE ON THE COMPUTER SYSTEMS MANAGER CIVIL SERVICE LIST OR ... - Supervises staff handling: Additions-to- gross (ATGs) eligibility and payments, audit and resolving outstanding retroactive payments that appear on the PMS/RMDS… more
- Broadridge Financial Solutions (Edgewood, NY)
- …access controls, TLS/mutual auth, and compliance enforcement. + Define audit logging, configuration baselines, and change control workflows for middleware ... Broadridge Security team to ensure compliance with encryption, access control, and audit policies. Leadership & Enablement + Mentor junior MQ engineers and serve… more
- Moss Adams LLP (New York, NY)
- …team** The Financial Services group provides regulatory compliance, internal audit , information systems and related consulting services for financial institutions, ... + Perform and document testing on consulting, compliance and internal audit engagements + Identify findings and document opportunities for process improvement… more
- Santander US (New York, NY)
- …transactions simultaneously. + Partnering with 1LOD, other 2nd Line Risk teams, Internal Audit and Credit Risk Review to ensure we are meeting both internal and ... years experience in Risk Management, Credit Risk, or Internal Audit with a minimum of 3 years within a...job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated… more
- Wells Fargo (New York, NY)
- …to potential performance issues, etc. Will be actively involved in Audit -related activities and provide second level troubleshooting of PingDirectory Server Suite ... alternatives + Collaborate and influence all levels of professionals including managers + Lead a team to achieve objectives **Required Qualifications:** +… more
- International Rescue Committee (New York, NY)
- …renewals, and terminations. This role serves as the main point of contact for managers across the organization who need support with these types of engagements. The ... efforts, ensuring that contingent workforce practices remain streamlined, scalable, and audit ready. This position reports to the Director, P&C Operations. Major… more
- TD Bank (New York, NY)
- …and business activities + Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax ... audit functions + Monitoring and assessing the impact of...financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional… more