- KeyBank (Amherst, NY)
- …senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + Minimum 3 ... private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus on risks and controls. + Functional… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management ... responses to internal and external audits. Assist in the evaluation of audit and examination findings and implementation of corrective action and needed responses.… more
- PNC (New York, NY)
- …an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you will be based in a ... Regulatory Engagement: Represent Market Risk Oversight in regulatory and audit reviews, ensuring timely and accurate responses. Capital Markets Committees:… more
- M&T Bank (Syracuse, NY)
- …within established deadlines. Submits competed Commercial Closing Checklist to Senior Closing Officer for review and to obtain 'Clear to Close'. + Follows up ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- New York University (New York, NY)
- …and detail-oriented researcher/trainer for SAR's research and learning team. The Senior Program Officer will play a key role in building out a new project focused ... be in place if academic freedom is to be protected and fully enjoyed, and complementary audit tools that can be used to assess the extent to which the elements of… more
- City National Bank (New York, NY)
- *CLIENT OFFICER * *Park Avenue South Branch* WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, ... knowledge of Bank products and services. * General knowledge of Bank audit procedures. * Strong interpersonal, verbal and written communication skills. * Ability… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10047603 **Description & Requirements** The energy of a ... organized records of compliance documentation; * Contribute to testing and audit preparation, and external assessments to maintain readiness for regulatory reviews;… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 **Description & ... functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit , to provide centralized risk frameworks, processes, tools, training and… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance, and Risk Ref # 10047120 **Description & Requirements** The ... need to have:** + 8+ years' experience in Compliance, risk advisory, or audit within financial services, market data, or technology. + Strong knowledge of financial… more
- Citigroup (New York, NY)
- …KYC). Focus on high quality internal controls. Supports Wealth businesses for Audit and Regulatory inquiries or reviews. + Responsible for the management of ... our Real Estate footprint. + Ensures a realistic succession plan is in place for key roles in the COO organization. In partnership with HR, executes Citi's Talent agenda and oversees Talent development activities within the COO organization.… more