• Sr Loan Officer - CRE/REITs & Investment…

    TD Bank (New York, NY)
    …procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt ... Business:** Personal & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer combines an external sales role focusing on growing a Commercial… more
    TD Bank (11/18/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning Group… more
    SMBC (10/09/25)
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  • Risk Assurance & Controls Testing Officer…

    Bloomberg (New York, NY)
    Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10047142 **Description & ... The Role?** As a Risk Assurance and Controls Testing Officer on our RATO team, you will collaborate with...will collaborate with Risk colleagues and key Legal, Compliance, Audit , and Business partners to deliver a comprehensive controls… more
    Bloomberg (11/15/25)
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  • Chief Accounting Officer

    Sprinklr (New York, NY)
    …**Job Description** **What You'll Do** Reporting to the CFO, the Chief Accounting Officer (CAO) will play a critical leadership role in the finance function of ... accounting, quote-to-cash, shared services, commissions, and procurement. The Chief Accounting Officer (CAO) will partner closely with the CFO, CEO, business unit… more
    Sprinklr (10/22/25)
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  • Compliance Officer - Consumer Complaints

    KeyBank (Albany, NY)
    …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... relationships with all lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's… more
    KeyBank (11/24/25)
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  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
    NYU Rory Meyers College of Nursing (10/15/25)
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  • Compliance Officer -Credit Cards

    City National Bank (New York, NY)
    …and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs and other tracking ... *COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is...with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more
    City National Bank (11/22/25)
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  • Trust Administration Officer II

    City National Bank (New York, NY)
    *TRUST ADMINISTRATION OFFICER II* WHAT IS THE OPPORTUNITY? This is an entry level Personal Trust Officer position, responsible for administering personal trust ... * Complete discretionary distribution requests. Submit formal requests to the Trust Officer for approval. * Coordinate set up, tracking, and monitoring of personal… more
    City National Bank (10/31/25)
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  • Chief Risk Officer

    Heritage Financial Credit Union (Middletown, NY)
    …comprehensive enterprise risk management framework. + Oversee compliance with regulatory requirements, internal controls, and audit readiness. + Serve as the ... Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job...Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader to step into… more
    Heritage Financial Credit Union (10/10/25)
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  • Sr. Compliance Officer - Compliance…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing ... working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core...behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis… more
    TD Bank (09/20/25)
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