- City of New York (New York, NY)
- …contracts with independent CPA firms for audits over 80 HRA programs; the internal and vendor audit coordination component reviews high-risk program areas to ... determine the adequacy of internal controls; the audit coordination component deals...as an executive team member to the Chief Accountability Officer and participates fully in all major discussions relating… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US ... of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- Highmark Health (Albany, NY)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated ... of managed care operations, compliance program structures, information security and audit methodologies. The incumbent must also have a foundational understanding of… more
- SMBC (New York, NY)
- …contribute to thematic reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk. + Maintain up-to-date ... Department (CRVD) is seeking a highly motivated Credit Review Officer to join its team. CRVD operates as a...primary mandate to provide **independent assessment and challenge** of internal credit ratings and evaluate the alignment of the… more
- KeyBank (NY)
- …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... relationships with all lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
- Volunteers of America Upstate New York (Rochester, NY)
- Chief Financial Officer Job Details Level Senior Job Location 214 Lake - Rochester, NY Position Type Full Time Education Level 4 Year Degree Salary Range $125000.00 ... Start Date 08/01/2025 End Date 09/01/2025 Description Position Title: Chief Financial Officer Grade: Category: Exempt Reports to: President & CEO Our Mission: To… more
- SMBC (New York, NY)
- …employees. **Role Description** SMBC Credit Review Department (CRVD) seeks a Credit Review Officer . As a Credit Review member of CRVD, the individual will be part ... sample of SMBC's portfolios. As part of its mandate, CRVD challenges internal ratings while assessing adherence with documented processes, methodologies as well as… more
- SMBC (New York, NY)
- …Products and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * ... **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products and… more