- Bank of America (Charlotte, NC)
- …closure of an issue, and responding timely to ad hoc inquiries from Risk and Internal Audit . The candidate will be expected to manage a portfolio of risks ... GT Risk & Reg Management - GIS Technical Risk Officer Charlotte, North Carolina;Kennesaw, Georgia; Plano, Texas **To proceed with your application, you must be at… more
- CDM Smith (Winston Salem, NC)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The...enterprise risk management and internal audit functions working with executive management… more
- Truist (Raleigh, NC)
- …from time to time.** 1. Liaison between ET leaders/SMEs and Risk Partners (eg, Internal Audit , Issues Mgmt, Risk Advisors, 2LOD Risk) to provide end-to-end ... for Final Audit Report publication. + Ensure Internal Audit Continuous Monitoring (CM) materials are...6. Develop relationships and partner with BU Chief Risk Officer , Audit , Operational Risk Management, Compliance, Enterprise… more
- US Bank (Charlotte, NC)
- …ensures fiduciary activities meet regulatory requirements. Provides support in responding to internal audit and OCC examination inquiry of fiduciary products and ... : Partnering with the business line, compliance (second line of defense), internal audit (third line of defense) and Legal divisions stakeholders to identify,… more
- Wells Fargo (Charlotte, NC)
- … audit process + Participate in audits in accordance with Wells Fargo Internal Audit policy + Demonstrate depth and breadth of knowledge and understanding ... an Individual Contributor role with no direct reports. The officer title associated with this role is Vice President...reports + Develop and maintain excellent business relationships within Internal Audit and with teams companywide **Required… more
- Highmark Health (Raleigh, NC)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated ... of managed care operations, compliance program structures, information security and audit methodologies. The incumbent must also have a foundational understanding of… more
- Veterans Affairs, Veterans Health Administration (Durham, NC)
- Summary This position serves as the Chief, Compliance and Business Integrity Officer and reports directly to the Medical Center Director. This service is responsible ... corrective actions are taken by the operational areas identified from internal and external reviews. Develops, formulates, codifies and communicates Compliance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB ... Compliance. The Lead Compliance Officer will be responsible for managing topics across regions...moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory bodies on risk… more
- Wells Fargo (Charlotte, NC)
- …L submission, reporting processes, and control documentation; present findings to regulators, internal audit , and senior management as needed. + Document all ... Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST)...including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... guidance documents) to reduce policy violations. + Develop and maintain internal documentation, including FAQs, training materials, and guidance documents. +… more