- First Horizon Bank (Raleigh, NC)
- …violations, including ensuring appropriate action when necessary. Regularly performs reviews of internal audit reports and regulatory reports of examination to ... and/or compliance background required (2-4 years). Background in preparing for internal (Compliance Testing and/or Audit ) and external (regulatory) examinations… more
- Sprinklr (NC)
- …**Job Description** **What You'll Do** Reporting to the CFO, the Chief Accounting Officer (CAO) will play a critical leadership role in the finance function of ... accounting, quote-to-cash, shared services, commissions, and procurement. The Chief Accounting Officer (CAO) will partner closely with the CFO, CEO, business unit… more
- EMCOR Group (Clemmons, NC)
- …EMCOR Mechanical Services has an immediate opening for a Chief Financial Officer supporting three Operating Companies. This position may be located in Raleigh, ... or Clemmons, NC with travel required. The Chief Financial Officer is the finance business partner and leads the...reporting, strategic initiatives, IT activities, and accounting practices and internal controls. This is a key role responsible for… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National Compliance Office (NCO), which… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... (Trading Hub, Actimize ActOne, Protegent, Catalyst, GMI) + Surveillance, testing or audit experience in a regulatory environment experience + Experience in a… more
- City National Bank (Charlotte, NC)
- …and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs and other tracking ... *COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is...with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer that approves, monitors and manages the credit exposure within the Corporate & ... in their efforts to prepare for and achieve satisfactory exams from RAR, OCC, Audit , etc. + Reinforce Wells Fargo's strong credit culture and strengthen team member… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …university offices, including Academic Affairs, Business Affairs, Human Resources, and Internal Audit , ensuring the division's operations are aligned with ... - Full-time Months Per Year: 12 Essential Duties and Responsibilities: The Business Officer , Graduate and Undergraduate Education (BO- GUE ) is a senior, strategic… more
- Wells Fargo (Charlotte, NC)
- …front office and independent risk management teams. + Experience working with internal audit and with external regulatory agencies. **Posting Locations:** + ... **About this role:** Wells Fargo is seeking a Lead Market Risk Officer for the Enterprise Counterparty Risk Management (ECRM) organization within Market and… more
- Truist (Raleigh, NC)
- …team and business partners to prepare for and respond to internal audit requests and/or external regulatory examinations. **QUALIFICATIONS** **Required ... sourcing and curation of severe-but-plausible business interruption scenarios from internal and external losses, industry data, regulatory advisories, and strategic… more